The Series 57 exam – the Securities Trader Qualification Examination – assesses the competency of an entry-level Securities Trader to perform their job.
The exam measures the degree to which each candidate possesses the knowledge, skills and abilities needed to perform the critical functions of a Securities Trader.
The exam consists of 125 scored questions and an additional 10 unscored pretest questions. Candidates are given 3 hours and 45 minutes to complete the exam. The passing score is 70 percent.
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