Materials & Classes

VIDEO BUYING GUIDE (Explains Products and Options)

* Live Class Enrollments cover 1 year of ability to attend scheduled live classes (call 48 hours prior to confirm attendance)
* On-Demand Online Class enrollments is 4 months
* Online Question Bank enrollment is 5 months
* Find Demos of Online Products HERE

The General Securities Sales Supervisor Qualification Examination (Series 9 and 10) is intended to test a candidate’s knowledge of securities industry rules and certain statutory provisions applicable to the supervision of sales activities at a general securities-oriented branch office. The examination question bank and question allocation is developed through a committee of securities industry professionals with experience in retail securities sales.

Please see NASD Rule 1022(g) General Securities Sales Supervisor for more information.


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