SIE - Securities Industry Essential

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SAVE EVEN MORE BY ADDING THE SERIES 63 BOOK TO YOUR PLATINUM OR GOLD PACKAGE AND GET 50% of the SERIES 63 BOOK

VIDEO BUYING GUIDE (Explains Products and Options)

* Live Class Enrollments cover 1 year of ability to attend scheduled live classes (call 48 hours prior to confirm attendence)
* On-Demand Online Class enrollments is 4 months
* Online Question Bank enrollment is 5 months
* Find Demos of Online Products HERE

Testing Beginning October 1, 2018

The Securities Industry Essentials (SIE or Essentials) Exam, available beginning October 1, 2018, is a new FINRA exam for prospective securities industry professionals. This introductory-level exam assesses a candidate’s knowledge of basic securities industry information including concepts fundamental to working in the industry, such as types of products and their risks; the structure of the securities industry markets, regulatory agencies and their functions; and prohibited practices.

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