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DOWNLOAD THE SERIES 6 ON-DEMAND SELF-STUDY SYLLABUS
Download the Series 6 Workbook
Class 1 - Equities and Regulations
Introduction to the Industry
Creating a New Issue and the Securities Act of 1933
Marketing a New Issue
Exemptions from Registration
Securities Exchange Act of 1934
Class 2 - Customer Accounts & Margin
Anti Money Laundering
Intro to Margin
Long Map of Margin
Short Map of Margin
Class 3 - Options Basics
Class 4 - Investment Companies/Annuities/Retirements
What is an Investment Company?
Who run an Investment Company?
Investment Company Info to Investors
Accumulation and Withdrawl Plans
Other Types of Investment Companies
Class 5 - Intro Bonds
Price/Yield Relationships Part 1 Part 2
Class 6 Government Securities
Government Securities (Treasuries, Agencies, & Munis)
CLASS 7 TAXATION
CLASS 8 TRADING MARKETS
Trading Markets - Introduction
Trading Markets - Floor of the NYSE
Trading Markets - Types of Orders
Trading Markets - Corporate Actions
Trading Markets - Circuit Breakers
CLASS 10 FINRA RULES
Class 11 - Economics & Analysis
Portfolio Analysis (Suitability)
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